labour board

Bargaining Update: Mediator Issues Report

After three days of mediation (March 11, 17 and 22), the mediator has issued a report to the parties with recommendations for a possible settlement. The AUFA bargaining committee has decided to forward the report directly to AUFA members for their consideration. A vote on whether to accept the report will be held on Tuesday, March 29 in lieu of the planned strike vote. There is a Town Hall on Friday, March 25 at 2 pm to discuss the report and next steps. 

Significantly, AUFA’s bargaining team is not making a recommendation to members on whether to accept or reject the report. Instead the bargaining team has elected to remain neutral during the voting process. The decision to hold a vote on the report is anchored in AUFA’s broader commitment to democracy, and to AUFA members’ right to make the decisions that will shape what is, ultimately, their collective agreement. 

This blog post outlines the key recommendations in the mediator’s report. The Town Hall will provide further analysis of the recommendations. Members can find a copy of the mediator’s report here.

Wages and Allowances 

The mediator is recommending the same cost-of-living (COLA) settlement seen at other universities: 

  • July 1, 2020: 0% 

  • July 1, 2021: 0% 

  • July 1, 2022: 0%  

  • April 1, 2023: 1.25% 

  • December 1, 2023: 1.5% 

  • An additional 0.5% retroactive to December 1, 2023, payable in February or March 2024 subject to a “Gain Sharing Formula” linked to provincial GDP growth 

AUFA members will also receive enhancements to their working-from-home allowances: 

  • Members who have not received $2000 for home-office set-up will be paid the difference between what they were paid and $2000 (e.g., members who received $1000 will receive an additional $1000). This payment is taxable. 

  • Academic staff members who previously received $2000 for office set up and have been employed for at least six years shall receive a one-time taxable $800 payment for home office expenses. 

  • Going forward all members required to work from home will receive $35 biweekly for printer and internet expenses (up from $61/month for academics and $25/biweekly for professionals).  

Research and Study Leave (RSL) 

Professionals, except librarians, will no longer be eligible for RSL as of the date of ratification. Professional members who are currently on RSL or have RSL approved will have their leaves honoured.  

Going forward, professionals will be allowed to carryover their annual entitlement of 21 days of PD leave to a maximum of 84 days (i.e., the equivalent of 4 years of PD entitlement) and will be able to request leaves up to that maximum. 

Professionals will have two options for dealing with accrued Research and Study Leave entitlements: 

  • Option One: Unused RSL leave can be surrendered in exchange for a one-time payment of $10,500. Any unused Professional Development days dating back to 2020 shall be returned to the member’s PD bank. 

  • Option Two: Members convert accrued RSL leave to PD leave up to a maximum of 12 months at 100% salary (using the conversion calculation in the current collective agreement). They will be allowed to request leaves up to the amount in their PD leave account. Carryover of PD days will not begin until the member’s account drops below 84 days (i.e., members will continue to earn PD days, but cannot carry them over at the end of the year). 

Employer proposals regarding academic RSL are withdrawn and the status quo remains.  

Other Provisions 

Employer-sought concessions regarding discipline (Article 7), grievance procedure (Article 8), appeals (Article 9), position reduction for academics (Article 12), layoffs for professionals, and probation review for professionals are withdrawn. In all cases, existing language remains. Small changes are made to professional position evaluation review, but members retain the right to appeal decisions under Article 9. 

The mediator recommends establishing a joint committee to review the current academic tenure and promotion process (in Article 3) to make recommendations for the next round of bargaining.  

Some recommendations address AUFA concerns in bargaining, including: 

  • Enhancing occupational health and safety language (Article 25). 

  • Reforming the Joint Benefits Committee to make it more effective in addressing AUFA members’ benefits concerns. 

  • Extending unpaid compassionate care leave to 27 weeks and expanding eligibility to include circumstances of “grave illness”. 

  • Inserting language in Article 3 to allow Indigenous Elders and knowledge holders to be recognized as eligible external reviewers for promotion applications from Indigenous academic members. 

  • Including a new letter of understanding that involves the joint employment equity committee in an advisory capacity in the development of AU’s equity, diversity, and inclusion action plan and in an employment equity review process. 

  • Both parties agreeing to abide by the Labour Relations Board decision regarding the status of Deans in the bargaining unit.  

Vote Results and Next Steps 

The results of the March 29 ratification vote will determine the next steps of the process.  

If members vote to accept the mediator’s report, then it will be considered a ratification of a new collective agreement, bargaining will come to an end, and the provisions in the report take effect as part of the collective agreement.  

If members vote to reject the report, then the parties will return to the bargaining table. The parties are free to bargain directly or continue to use the services of the mediator. Each party will revert to their previous positions before mediation. The mediator’s recommendations may or may not be considered in future bargaining.  

On behalf of the bargaining committee, 

Jason Foster 

AUFA applies for strike vote 

After consulting with the bargaining team, AUFA’s executive has applied to the Alberta Labour Relations Board to hold a strike vote. The online vote is scheduled to take place between 9 am and 9 pm on Tuesday, March 29. 

This announcement to the membership was slightly delayed because AUFA’s bargaining team agreed to suspend strike communication on March 18 in order to gain the employer’s agreement for further mediation today.  

The Executive will be holding membership townhall meeting to provide a bargaining update and discuss the strike vote. 

How we got here 

In February, AUFA applied for formal mediation after 11 months of unproductive bargaining. Formal mediation began and ended on March 8. This started a 14-day cooling-off period before a strike vote could be held. 

The bargaining team has continued bargaining (with a different mediator) on March 11, 18, and 22. The parties agreed to not disclose the substance of their discussions during mediation. No agreement has yet been reached. AUFA’s team remains ready to bargain to achieve a fair deal. 

The employer’s past behaviour suggests that AU makes significant moves only when AUFA applies significant pressure. For example, AU only presented a full offer in January (after 10 months of bargaining) when AU was faced with a Labour Board hearing over a complaint that AU was bargaining in bad faith. AU only moved to propose a pattern cost-of-living offer after AUFA filed for formal mediation on in February. 

AUFA members’ 85% rejection of AU’s March 8 offer has not yielded a subsequent offer from AU that AUFA’s bargaining team thinks is worth presenting to the membership. The AUFA Executive is of the opinion that a successful strike vote may provide the pressure needed to get a fair deal from AU. 

How a strike vote works 

A strike vote is an online vote (just like any other AUFA vote) that is supervised by the Labour Board. It asks members whether they would authorize a strike (yes or no). Once the vote has been completed and certified by the Labour Board (and assuming a majority of voters authorize a strike), AUFA’s executive is then able, any time in the next 120 days, to give AU 72 hours of notice of a strike beginning.  

A successful strike vote does not necessarily mean strike notice is immediately served (although it can be). Typically, a successful strike vote results in further bargaining as the employer confronts the possibility of an actual strike. 

To maximize the employer’s incentive to bargain a deal, unions seek the strongest possible ‘yes’ vote. This shows the employer there will be real consequences if they employer refuses to negotiate a fair deal. 

What you can do to show support the bargaining team   

The biggest thing you can do is to vote ‘yes’ to authorize a strike. This sends a clear message to the employer that their refusal to sign a fair deal will have consequences. This gives the bargaining team leverage to negotiate a deal before a strike. 

Things you can do today include changing your Office 365 profile image to the We Are AU + We Are AUFA image below. This visually demonstrates your support for the bargaining team. Right click on the image below and save it to your computer. Then follow these instructions to substitute the image in place of your regular profile picture.

Instructions for changing your image in Microsoft Teams can be found here.

You can also save the MS Teams backgrounds below to your hard drive and follow these instructions to make them available as a virtual background option in Teams. Your new MS Teams background will appear backwards (i.e., mirror image) when you activate it. Don’t worry, other people will not see this ‘mirror’ view. 

I hope to see you all at the townhall later this week. Please keep your eyes peeled for more information about AUFA strike plans over the next few days. 

In solidarity, 

 

Dave Powell 

AUFA President 

 

 

AUFA members reject rollbacks to research and study leave

 At the January 21 collective bargaining session, AU proposed significant rollbacks to AUFA research and study leave (RSL) rights (colloquially called sabbaticals). A poll of AUFA members generated more than 150 responses (n=156, ~36% of membership). AUFA members overwhelmingly rejected the proposed rollbacks and indicated a strong willingness to strike over them. Specifically:

  • 82.7% of respondents rejected the elimination of professional RSLs.

  • 89.7% of respondents rejected reductions to academic RSLs.

  • 74.4% of respondents indicated they would strike over this issue.

The major themes in the comments made by respondents who would reject AU’s proposed rollback were:

  • There is no demonstrated need for these proposed rollbacks and they are insulting.

  • These rollbacks are part of a broader pattern of targeting professionals for disproportionate rollbacks.

  • Reductions in RSL entitlements will negatively affect recruitment, retention, morale, and skill maintenance.

The comments made by the small number of respondents who would accept AU’s proposed rollback were more diffuse:

  • Some members are reluctant to strike for any reason.

  • Some members would accept an RSL rollback only if it were coupled with offsetting wage improvements (e.g., sabbaticals are worth about 11.4% of professional wages).

  • Some members would not strike solely over sabbatical rollbacks, but might strike over other issues or the overall package.

Pretty clearly, AUFA members will not ratify an agreement with these rollbacks in them. And, if AU insists on these rollbacks, AU is heightening the risk of a work stoppage.

ESA Exemption Received

On February 1, AUFA was notified by the Alberta Labour Relations Board that its application for an exemption to the requirement for an Essential Services Agreement (ESA) was granted. In effect, the Board accepted AUFA’s assertion that AUFA members do not perform essential services as defined by the Labour Relations Code.

This is a good thing as far as bargaining goes, because the exemption means that AUFA and AU are now able to enter formal mediation in an effort to conclude an agreement. It remains up to the AUFA bargaining team and executive to strategize whether and when to trigger formal mediation.

If formal mediation is unsuccessful, then the mediator may propose a settlement (in which case, AUFA members and the Board would vote to accept or reject). A failure to reach an agreeable settlement would then trigger a 14-day “cooling off” period. After this cooling off period, AUFA may take a strike vote and/or the Board may conduct a lockout poll to authorize a strike or lockout (respectively). Bargaining can, of course, resume at any time during this process because the ultimate goal is a new agreement.

Bob Barnetson, Chair

Job Action Committee

Welcome back!

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AUFA will be returning to more frequent blog posts this autumn. This blog post provides a quick summary of key activities AUFA has been involved with over the summer months.

Bargaining

AUFA and AU last met to bargain on June 1. A bargaining date scheduled for June 23 was cancelled. AUFA proposed three sets of additional bargaining dates in July and August but received no reply from AU. In late August, AU proposed further bargaining on September 14 and 15, dates which AUFA has accepted.

A key issue that is negatively affecting bargaining is that AU has still not provided AUFA will a full proposal. To date, AU has not provided any language on the following items that AU indicated in March that it wished to bargain on:

  • Article 3: Academic Appointments

  • Article 6: Salaries and Economic Benefits

  • Article 13: Professional Development

  • Article 14: Annual Research Leave

  • Article 15: Research and Study Leave

  • Article 16: Other Leaves

  • Article 26: Equity

  • Schedule A: Salary Scales

  • Schedule B: Benefits

  • Letter on Discretionary Benefits Fund

  • Letter on Market Supplements

  • Letter on Overload

AU’s unwillingness to table a complete offer means it is very difficult for AUFA to meaningfully respond to the few proposals that AU has tabled. It is a bit like trying to buy a car when the salesperson won't tell you either the price or the features of the car.

A meeting with government officials in late August revealed that AU’s unwillingness to table an offer is not the result of government policy. The government’s bargaining mandate to AU was issued in October of 2020 and other PSEs have tabled full offers.

If AU continues to refuse to table a full offer, AUFA may need to involve the Alberta Labour Relations Board in order to make progress. In the meantime, the existing contract continues to operate. Ultimately, if AU does not wish to bargain in good faith, that leaves AUFA with little option but to take job action.

New Member Calls and Fall Member Survey

Over 40 new members have joined AUFA since January. The Membership Engagement Committee (MEC) has begun the process of contacting new members as we become aware of their hiring. Each call includes a brief orientation to AUFA and AU. Some new members also also reaching out on their own. MEC expects to run its bi-annual member survey in November.

Solidarity Pickets

Twelve AUFA members joined hundreds of health care workers on a solidarity picket on August 11. Health care workers were concerned about the government’s wage rollback demands.

Job Action Preparation

The Job Action Committee continues to prepare against the possibility of a work stoppage during this round of bargaining. In late June, volunteer callers canvassed AUFA members to update our list of non-AU phone numbers and email (which will be necessary for communication during a work stoppage).

A member consultation on whether any AUFA work constitutes an essential service was also completed. A recommendation will be forwarded to the AUFA executive for decision at its September meeting.

Your Turn

AUFA’s bargaining team is interested in hearing the views of the AUFA membership about AU’s unwillingness to table a full offer. To that end, we have created a short survey.

David Powell, President

AU de-designates deans; delays implementation

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AU’s Board of Governors (BoG) has been considering an application by the AU executive to de-designate the deans from the AUFA bargaining unit. The business case developed by the Provost to support this de-designation was deeply defective. AUFA provided a response to the executive’s application, suggesting that AU should bargain this issue and advanced proposals about designation in collective bargaining.

The BoG’s Human Resource and Compensation Committee (HRCC) voted on May 21, 2021 to de-designate the deans. AUFA and the deans were informed of this this week, nearly a month later.

The BoG has decided to delay the implementation of this change until the resolution of a complaint filed by AUFA to the Alberta Labour Relations Board (ALRB). The nub of this complaint is that decanal de-designation constitutes a change of terms and conditions of employment during collective bargaining (which is a prohibited practice).

The Labour Board is holding a mediation meeting about this complaint on July 7. If the matter is not resolved via mediation, then the complaint will proceed to hearing. AUFA is seeking a hearing as soon as possible (because violating the freeze period affects our ability to bargain). AU is suggesting the earliest they could be ready for a hearing is March of 2022.

AUFA has advised all candidates in the current decanal searches of AU’s intent to de-designate and the implications of de-designation.

In addition to the current complaint, AUFA has the option of appealing AU’s de-designation to the ALRB. While the basis of the appeal is still being sorted, the substance of the Provost’s business case are likely to be at issue.

AU has asserted the deans don’t do this combination of work and thus don’t meet the (highly contestable) definition of academic that AU just established. As it turns out:

  • Teaching: Four of the five deans perform direct teaching. The fifth dean (who does not teach) was parachuted in from administrative leave following the termination of the dean of FHD. Indeed, the deans who are supervising graduate students would be forced to give that up if they are de-designated, because the Faculty of Graduate Studies regulations require supervisors to be full-time and continuing faculty members.

  • Service: All of the deans serve on university governance committees.

  • Research: All of the deans are engaged in scholarly research.

AU has also argued that deans should be excluded because they perform managerial functions, including making decisions with respect to hiring, promotion, discipline, and discharge, and that they have an important role in labour relations within AU. This assertion founders in several ways:

  • Section 58.1(4) of the Labour Relations Code explicitly allows for academics who perform managerial functions to be considered employees and thus eligible for membership in faculty association.

  • Article 3.5 of the collective agreement outlines how hiring occurs. A search committee makes a recommendation to the VPA and the VPA requests the President make an offer. Deans are not decision makers in the hiring process.

  • Article 3.6 outlines how promotion works. A promotion review committee makes a recommendation to the VPA and the VPA makes a recommendation that the President promote or not promote. Deans are not decision makers in the promotion process.

  • Article 7 outlines how discipline and termination works. A dean can investigate a concern (although in practice, HR does the investigation) and then makes a recommendation to the VPA who, then decides if discipline is warranted and what the discipline (which can include termination) shall be. Deans are not decision makers in the discipline and termination process.

  • Deans have effectively no role in labour relations as it affects AUFA members. Deans may have a role in labour relations regarding CUPE tutors or AUPE support staff. This is neither relevant to nor precludes their membership in AUFA.

AU has also asserted that the goals of deans in bargaining will likely conflict with those of other AUFA members. AU has not substantiated this assertion. To date, AUFA has been unable to find any instances of meaningful conflicts of interest occurring.

Dave Powell, President

Designation Update

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A recurring issue AUFA has faced is AU’s efforts to carve out members from AUFA’s bargaining unit. This process is referred to as ‘de-designation’. De-designation was the most frequently mentioned issue in AUFA’s spring member engagement survey.

This blog summarizes the issue for new AUFA members and provides an update on where matters stand.

What is Designation?

Designation is the power given to the Board of Governors in the Post-Secondary Learning Act to determine which individuals or positions are considered to be academic staff members. These individuals and positions then comprise the membership of the faculty association bargaining unit. This arrangement is different than almost every other union, wherein the workers choose which union they wish to represent them.

Under AU’s 1983 designation policy, all AU employees whose jobs are categorized as academic (i.e., assistant, associate, and full professors as well as academic coordinators) or professional (e.g., library, facilities, IT, registral, course production, and administrative staff) were designated as academic staff members and, thus, members of AUFA.

The result is a bargaining unit that has a much broader membership than is common in bricks-and-mortar universities. This was, in part, a reflection of AU’s unique model: quality distance education is a collaborative effort, with many individuals contributing to the success of a course or program. It also reflected AU’s relatively small size and he need for a critical mass of workers to make a union viable.

2020 Policy Change

In late 2019, AU informed AUFA that AU would be reviewing its designation policy. The changes AU first proposed would have immediately removed approximately two-thirds of the AUFA members from the union. This included academic coordinators, deans, associate deans, managers, and all professional staff. It is unlikely AUFA would remain financially viable as an independent union with such a catastrophic loss in members.

AU never provided a credible explanation for this radical change. The most likely explanation is that AU is seeking to destroy AUFA’s strike threat by removing as many members as possible. In the long-term, this would result in worse salaries and benefits for the remaining AUFA members, as well as for the de-designated staff (see below for a more detailed explanation of the impact of being de-designated).

Throughout 2020, AUFA members applied pressure to AU to walk back these changes. This pressure included petitions, letters, emails, a public campaign, picketing, and, ultimately, organizing a transfer credit boycott threat. A revised policy was approved in September 2020. Shortly thereafter, AU president Neil Fassina departed for a lower-paying job at a community college for reasons that he declined to explain.

AU’s new designation policy created a process by which AU can de-designate AUFA members. A strict interpretation of the new policy would make it possible for AU to reduce AUFA’s membership to research-based professors only (approximately one third of its present size).

Under the procedure associated with the new policy, AU must identify any positions it seeks to de-designate and consult with the affected unions and staff members. Any resulting de-designations can be challenged at the Alberta Labour Relations Board.

2021 De-designations

In the spring of 2021, AU notified AUFA of its intention to de-designate the five deans, thereby removing them from the AUFA bargaining unit. AU’s business case for this de-designation demonstrated the VPA had little grasp of what the deans do on a day-to-day basis. This de-designation came after years of failed attempts by AU to exclude the deans through a concessions-only bargaining approach.

The IT optimization process also saw AU dis-establish a number of AUFA manager positions and re-create them as excluded manager positions. AU has also been hiring to new positions that, historically, would have been in AUFA, but are now excluded. This “nickel-and-dime” strategy to de-designation is likely designed to be grind AUFA numbers down over time while forcing AUFA to fight as series of small actions.

AUFA has responded to the de-designation of the Deans and IT managers by filing an Unfair Labour Practice complaint with the Labour Board and submitting a grievance to AU on the poorly done IT Re-Organization and removal of some IT managers from the Association. These complaints are presently in process and we will update members as they are heard.

AUFA has also proposed limits on AU’s designation authority in the collective agreement.

What happens if I am de-designated?

If you are de-designated, you would continue to have an employment relationship with AU and similar job duties. You may be represented by a different union or you may become a non-unionized employee.

Your substantive rights as set out in the AUFA collective agreement (e.g., wages, leaves, and benefits) are unlikely to change in the short term. AU may subsequently seek or impose changes to your wages and benefits. It will be easier for AU to impose changes if you are a non-unionized employee.

Your continued access to procedural rights (e.g., the discipline process, probationary and reclassification, and workload appeals) may continue, may continue with changes, or may be discontinued, depending upon the specific right and whether you become a member of another union or become non-unionized. AU may also subsequently seek or impose changes to your procedural rights. It will be easier for AU to impose changes if you are a non-unionized employee.

Professionals

AUFA believes the de-designation of professional staff would result, at least initially, in professionals becoming non-unionized (i.e., excluded) employees. If professionals become non-unionized as a result of being de-designated, they would then have individual contracts of employment operating under the common law.

It is likely that these contracts would initially contain the existing provisions around wages, benefits, and other entitlements. They would also contain some of the procedural rights set out in the collective agreement. It would be up to individual employees to enforce those rights (i.e., pay for their own lawyers) if the employer violated the new individual contracts or sought to impose discipline or terminate them.

Under the common law, the employer could propose changes to the contracts of employment. For example, AU could seek to eliminate sabbaticals or reduce layoff notice in order to reduce costs. AU would need to offer to some consideration (i.e., something of value) in exchange for the contractual change. But what AU offered would not necessarily have to be of much value. For example, AU could offer a few extra days of vacation this year in exchange for eliminating sabbaticals (which are worth about 15% of wages).

If the individual workers did not accept the proposed change, the employer may be able to terminate the workers’ employment by providing whatever termination provisions existed in the contract. This dynamic reflects that the job protection and bargaining power of individual employees is weaker than those of unionized employees. Indeed, this loss of power may be one of the attractions to AU of de-designating professionals.

While AUFA believes the most likely scenario following de-designation is that professionals would become non-unionized employees, it is possible that professionals might be rolled into the AUPE bargaining unit by the Labour Board during the litigation around de-designation. In this scenario, some (possibly all) IT employees would not be eligible to join a union due to specific IT exclusions in the Public Service Employee Relations Act.

If this was the case, AUPE would “take over” the AUFA collective agreement for professionals who were transferred to AUPE. Subsequently, AUPE would need to either negotiate a new agreement for professionals or incorporate professionals into the existing AUPE agreement. It is also possible that professionals might subsequently be organized by another union (again, note the possible IT exclusions). In this case, the other union would then need to negotiate a new collective agreement from scratch.

Academic Coordinators

We believe the de-designation of academic coordinators would result in academic coordinators becoming a part of the CUPE bargaining unit (which presently represents “all non-designated academics”).

In this case, CUPE would “take over” the administration of the AUFA collective agreement for academic coordinators. Subsequently, CUPE would need to either negotiate a new agreement for academic coordinators or incorporate academic coordinators into the existing CUPE agreement.

AUFA expects that AU would seek to reduce the rights and entitlements of academic coordinators during any subsequent collective bargaining. It is unclear if CUPE would be able to maintain academic coordinators’ current rights and entitlements in the face of aggressive AU bargaining. A review of wage settlements at AU shows that CUPE wage settlements have significantly lagged behind AUFA settlements.

Deans and Managers

AU previously indicated that it desired to de-designate deans, associate deans, and managers (although AU walked back the associate dean exclusion). AUFA believes that, if AU de-designated these positions, they would become non-unionized (i.e., excluded) employees. Any excluded employees would have individual contracts of employment operating under the common law.

Similarly to the professionals (above), these contracts would initially contain existing provisions around wages, benefits and other entitlements. They would also contain some of the procedural rights set out in the collective agreement. It would be up to individual employees to enforce those rights, and the employer could then propose changes to the contracts of employment or seek to terminate them.

It is not perfectly clear if terminated deans and associate deans would have a right of return to their faculty positions under the AUFA agreement. AUFA suspects a return would be possible under the current agreements in place for deans and associate deans. AU has repeatedly refused AUFA’s request to remove a portion of decanal contracts that could allow them to terminate a dean as both dean and professor.

Pensions

AUFA members are currently enrolled in the Universities Academic Pension Plan (UAPP). We expect that all contributions made by AUFA members prior to de-designation would be protected and de-designated AUFA members would be eligible to receive a pension based upon these contributions.

It is unclear whether AUFA members would continue to be eligible to be members of UAPP if they are de-designated. UAPP’s pension agreement (page 102) indicates that AU employees who are eligible to be members of UAPP comprise:

Academic staff (as that term is defined in the Universities Act), executive, management, and supervisory employees of Athabasca University (as those terms are defined by Athabasca University and filed with the Plan Sponsors) … (p. 102)

Academic coordinators and professionals who are de-designated would not likely be eligible to continue in the pension plan. By contrast, deans and professionals with the title of director or manager may still be eligible for UAPP membership based on the management and supervisory categories above. The newly excluded managers in the IT department have remained on UAPP for this reason.

It may be that AU would make provisions for members ineligible to continue with UAPP due to the proposed policy to join a different pension plan (AU refused to address this during the 2020 consultations.) An important question in any transfer is whether the terms of the pension are comparable (e.g., some pension plans have an 85 factor (age plus years of service) to get a full pension, while UAPP has an 80 factor).

It may also be possible for AU to alter its definitions on file with UAPP to maintain pension membership eligibility for de-designated staff. This is obviously an issue AUFA will be raising when AU begins consulting with AUFA about specific de-designations.

Conclusion

AU’s efforts to de-designate a significant portion of AUFA’s membership has significant consequences. Those AUFA’s members who are de-designated will likely see their terms and conditions of employment worsen. Those AUFA members who remain in the smaller AUFA unit will have less bargaining power and a less effective strike threat so will be more vulnerable to rollbacks.

There is no compelling rationale for any de-designations at AU. The current arrangement has worked well since 1983. The most likely rationale for this is that AU is trying to use its de-designation power to advantage itself at the bargaining table and reduce it labour costs.

AUFA is committed to fighting each de-designation.

Your Turn

The AUFA executive is interested in your feedback on de-designation.

Dave Powell, President

A Primer on Designation and AU's Proposal to Bust AUFA

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In late December, the university provided AUFA with a proposed revision to the Designation policy. The proposed policy would remove 67% of AUFA members—all professionals, academic coordinators, and deans and associate deans—from the union. This FAQ provides more information about this issue.

What is Designation?

Designation is the power to determine which employees or groups of employees are considered academic staff and, therefore, members of the faculty association. Historically, the power to designate who was an academic staff member was vested with the Boards of Governors of Alberta colleges, universities and technical institutes.

Under designation, the Board of Governors of an institution was required to meaningfully consult with the faculty association before making a designation decision, but the power of the Board was otherwise absolute.

Allowing the employer to determine who was in the bargaining unit was an unusual arrangement. Typically, the provincial Labour Relations Board would decide who is a member of the bargaining unit. The involvement of the Labour Board reflects that allowing an employer to determine the union’s membership creates a conflict of interest.

Specifically, a Board of Governors might be tempted to use (or threaten to use) its designation power to advance its labour-relations interests. For example, a faculty association demand for greater free speech rights for professional staff at the bargaining table may be met with a threat to de-designate the staff (thereby rendering the newly won language moot).

In May 2017, the Alberta government changed the law to give the Labour Board the power to review designation decisions made by Boards of Governors. This review process reduces the ability of the employer to mis-use its designation power.

What is the current policy?

In 1983, Athabasca University codified its approach to designation in a policy. The current policy designates all employees holding professorial, academic coordinator, or professional positions to be “academic staff members” (and, therefore, members of AUFA).

There are a small number of exceptions to this general rule. Excluded from the definition of academic staff members are:

  • The executive of the university (president, VPs, associate VPs and executive directors).

  • Managers with the title of director who report to a VP (including the university librarian and the registrar).

  • Staff with regular access to information supporting the negotiation or administration of the collective agreement (e.g., HR, financial managers, executive assistants to the president and VPs, the university secretary).

These exceptions are designed to prevent conflicts of interest (e.g., someone negotiating on behalf of the employer for a contract to which they are also subject).

What is the proposed policy?

In December of 2019, the university presented AUFA with a proposed revision of the designation policy. The proposed policy narrowly defines academics to be those engaged in research, teaching, and service work. This definition excludes:

  • professionals (who do not teach), and

  • academic coordinators (who do not have officially recognized research duties).

The policy also explicitly excludes deans, associate deans, and managers from the AUFA bargaining unit.

What effect will the proposed policy have?

The proposed policy will remove 67% of AUFA members from the bargaining unit. The proposed policy significantly undermines the bargaining power of the faculty association. Specifically, a strike by the much smaller and narrower bargaining unit that will exist under the proposed policy will be much less effective than a strike by the current bargaining unit.

It is unclear what will happen to members who will be excluded from the bargaining unit under the proposed policy. AUFA’s working assumption at present is:

  • professionals would be eligible to be organized by another union but otherwise be without union representation,

  • academic coordinators would move to the CUPE bargaining unit (CUPE’s certificate is for all non-designated academics staff), and

  • deans, associate deans, and managers would not be eligible for unionization and would be excluded staff.

AUFA expects current pension contributions would be protected. It is unclear how this change would affect pension eligibility and contributions going forward.

Why is the Board proposing a change?

The Board has not provided a clear rationale for these changes. AUFA believes AU’s true objective is to (1) reduce the union’s bargaining power and/or (2) give the employer something to trade for wage rollbacks in collective bargaining this spring.

During a brief meeting in December, the director of HR referenced a decision by the Alberta Labour Relations Board about the designation of chairs at Northern Lakes College as requiring the Board to have a clear definition of “academics”.

What does the Northern Lakes College decision actually say?

The Northern Lakes Colleges (NLC) decision stemmed from an application by the NLC Faculty Association to the Labour Relations Board to review whether academic unit chairs should be considered academic staff members (and thus be included in the faculty association). The Labour Board declined to decide the application because the NLC faculty association and Board of Governors had not yet engaged in meaningful efforts to resolve the matter between themselves.

In the NLC decision, the Labour Board made a number of comments about designation. These comments included the assertion that “in the exercise of its designation power, a Board of Governors is expected to establish objective criteria” to guide designation decisions (p. 37). Such criteria were required so that consultations between the Board of Governors and the faculty association could be meaningful and informed.

AU’s proposed policy does establish clear criteria for determining who is and is not an “academic”. However, the proposed policy goes far beyond what is required by the NLC decision and fundamentally redefines who is considered an academic staff member at AU.

AUFA asserts that AU’s proposed criteria are wrong. Specifically, they ignore the lengthy history of the AUFA bargaining unit and unique operational requirements of Athabasca University. AUFA also notes that the proposed policy appears to be an effort by the employer to advance its labour-relations interests (i.e., weakening AUFA’s bargaining power) under the guise of complying with the NLC decision.

What can we do about this?

There are two main strategies available to AUFA members to counter this move by the employer and AUFA will be employing both of them.

Legal

The Board of Governors is required to meaningfully consult with AUFA about content of the proposed policy. AUFA’s executive will be seeking amendments to the proposed policy to maintain the status quo during this consultation. AUFA considers it unlikely that these efforts will be effective at altering AU’s approach unless that are backed by significant member pressure (see below).

If the Board of Governors enacts a policy that results in the de-designation of members, AUFA will file an application with the Labour Board to have the decision reviewed. It is unclear how the Labour Board might rule on such an application and leaving the matter in the Labour Board’s hands is a high-risk strategy.

Member Pressure

The Board may decide to alter its approach to designation if AUFA and its members attach a high cost to the proposed policy. This was the strategy that AUFA used last autumn to defeat the employer’s efforts to impose company doctors and other language rollbacks on AUFA.

Costs that can be legally attached to the designation policy include:

  • Interpersonal stress: The president and vice-presidents (who are likely behind this policy) are vulnerable to interpersonal pressure. Being repeatedly confronted by employees in public and private about this issue will cause them frustration and distress.

  • Reputational harm: AU’s reputation as well as the reputation of the President is vulnerable to damage because the proposed policy is clearly a form of union busting and is obviously unfair.

AUFA will be organizing town hall meetings in mid-January to discuss the proposed policy and ways in which AUFA members can generate enough pressure on the employer that it backs away from this policy.

Bob Barnetson, Member

AUFA Membership Engagement Committee